About Maxim Group
Maxim Group is an investment banking, securities, and investment management firm. The Firm provides an array of financial services including investment banking, equity research, private wealth management, structured products, and global institutional equity, fixed-income, and derivative sales & trading to a diverse range of corporate clients, institutional investors, and high-net-worth individuals. Maxim Group is registered as a broker-dealer with the U.S. Securities and Exchange Commission and is a member of the following: Financial Industry Regulatory Authority (FINRA); Municipal Securities Rulemaking Board (MSRB); Securities Insurance Protection Corporation (SIPC); International Securities Exchange (ISE); NASDAQ Stock Market; and NYSE Arca, Inc.